Filing Details

Accession Number:
0001209191-13-053350
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-20 17:06:53
Reporting Period:
2013-11-19
Filing Date:
2013-11-20
Accepted Time:
2013-11-20 17:06:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141107 Arris Group Inc ARRS Radio & Tv Broadcasting & Communications Equipment (3663) 582588724
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185924 A Lawrence Margolis 3871 Lakefield Drive
Suwanee GA 30024
Evp/Strategic Pl, Chief Couns. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-19 67,000 $4.90 395,784 No 4 M Direct
Common Stock Disposition 2013-11-19 67,000 $18.70 328,784 No 4 S Direct
Common Stock Acquisiton 2013-11-20 39,653 $13.45 368,437 No 4 M Direct
Common Stock Disposition 2013-11-20 39,653 $19.36 328,784 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option Disposition 2013-11-20 39,653 $0.00 39,653 $13.45
Common Stock Stock option Disposition 2013-11-19 67,000 $0.00 67,000 $4.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-03-09 No 4 M Direct
0 2014-05-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock 7,555 Direct
Restricted Stock 14,084 Direct
Restricted Stock 56,340 Direct
Restricted Stock 25,522 Direct
Restricted Stock 68,060 Direct
Restricted Stock 22,715 Direct
Restricted Stock 45,430 Direct
Restricted Stock 44,065 Direct
Restricted Stock 6,450 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.66 to $18.77, inclusive. The reporting person undertakes to provide the issuer or any secuirty holder of the issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price witin the ranges set forth in this footnote.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.32 to $19.41 inclusive. The reporting person undertakes to provide the issuer or any secuirty holder of the issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price witin the ranges set forth in this footnote.
  3. Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
  4. Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
  5. Represents a restricted stock grant which is performance-based. 0 to 56,340 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.
  6. Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
  7. Represents a restricted stock grant which is performance-based. 0 to 68,060 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
  8. Represents a restricted stock grant which vests annually in fourths beginning on March 29, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
  9. Represents a restricted stock grant which is performance-based. 0 to 45,430 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
  10. Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
  11. Represents a restricted stock grant which is performance-based. 0 to 6,450 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
  12. Stock options are currently fully exercisable