Filing Details

Accession Number:
0001225208-13-023966
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-20 16:28:01
Reporting Period:
2013-11-18
Filing Date:
2013-11-20
Accepted Time:
2013-11-20 16:28:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
55785 Kimberly Clark Corp KMB Converted Paper & Paperboard Prods (No Contaners/Boxes) (2670) 390394230
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222890 J Thomas Falk P.o. Box 619100
Dallas TX 75261-9100
Chairman Of The Board And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-18 109,254 $61.02 109,254 No 4 M Direct
Common Stock Acquisiton 2013-11-18 69,434 $64.81 178,688 No 4 M Direct
Common Stock Acquisiton 2013-11-18 23,411 $78.54 202,099 No 4 M Direct
Common Stock Disposition 2013-11-18 55,115 $109.17 146,984 No 4 S Direct
Common Stock Disposition 2013-11-18 146,984 $108.12 0 No 4 S Direct
Common Stock Acquisiton 2013-11-19 33,884 $78.54 33,884 No 4 M Direct
Common Stock Disposition 2013-11-19 33,884 $107.93 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-11-18 69,434 $0.00 69,434 $64.81
Common Stock Stock Option (Right to Buy) Disposition 2013-11-18 109,254 $0.00 109,254 $61.02
Common Stock Stock Option (Right to Buy) Disposition 2013-11-18 23,411 $0.00 23,411 $78.54
Common Stock Stock Option (Right to Buy) Disposition 2013-11-19 33,884 $0.00 33,884 $78.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
92,579 2021-04-26 No 4 M Direct
0 2020-04-28 No 4 M Direct
167,574 2022-05-02 No 4 M Direct
133,690 2022-05-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,839 Indirect 401(k) and Profit Sharing Plan
Common Stock 410,375 Indirect Held by TKM II, Ltd.
Common Stock 99,411 Indirect Held by TKM, Ltd.
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $109 to $109.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $108 to $108.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $107.75 to $108.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. Shares are held by the trustee of the Kimberly-Clark Corporation 401(k) and Profit Sharing Plan and beneficially owned by the reporting person as of recent practicable date.
  5. TKM II, Ltd. is a family limited partnership which is owned by (i) an entity owned by a Trust, controlled by the reporting person and his spouse as general partner, and (ii) a Trust controlled by the reporting person and his spouse as limited partners.
  6. TKM, Ltd. is a family limited partnership which is owned by (i) an entity owned by a trust, controlled by the reporting person and his spouse as general partner and (ii) two family trusts previously established for the benefit of the reporting person's son as limited partners.
  7. Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.
  8. The option vests in three annual installments of 30%, 30% and 40% beginning on April 26, 2012.
  9. Employee stock option granted under the Kimberly-Clark Corporation 2001 Equity Participation Plan.
  10. The stock option was granted on April 28, 2010 and is fully vested and exercisable.
  11. The option vests in three annual installments of 30%, 30% and 40% beginning on May 2, 2013.