Filing Details

Accession Number:
0001181078-13-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-20 16:12:51
Reporting Period:
2013-11-18
Filing Date:
2013-11-20
Accepted Time:
2013-11-20 16:12:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
817473 American Capital Ltd ACAS () 521451377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181078 Ira Wagner C/O American Capital, Ltd.
2 Bethesda Metro Center, 14Th Floor
Bethesda MD 20814
Pres., European Priv Fin No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-18 78,035 $5.19 109,356 No 4 M Direct
Common Stock Acquisiton 2013-11-18 78,035 $6.51 109,356 No 4 M Direct
Common Stock Acquisiton 2013-11-18 14,070 $6.77 109,356 No 4 M Direct
Common Stock Acquisiton 2013-11-18 30,000 $6.77 109,356 No 4 M Direct
Common Stock Disposition 2013-11-18 170,140 $14.65 109,356 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Acquisiton 2013-11-18 78,035 $0.00 78,035 $5.19
Common Stock Options Acquisiton 2013-11-18 78,035 $0.00 78,035 $6.51
Common Stock Options Acquisiton 2013-11-18 14,070 $0.00 14,070 $6.77
Common Stock Options Acquisiton 2013-11-18 30,000 $0.00 30,000 $6.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
156,070 2011-07-22 2020-07-22 No 4 M Direct
156,070 2011-10-21 2020-10-21 No 4 M Direct
162,210 2012-10-20 2021-10-20 No 4 M Direct
132,210 2012-10-20 2021-10-20 No 4 M Direct
Footnotes
  1. Price reflects weighted average sales price; actual sale prices ranged from $14.51 to $14.76. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
  2. The option vests in five equal installments beginning on July 22, 2011.
  3. The option vests in five equal installments beginning on October 21, 2011.
  4. The option vests in five equal installments beginning on October 20, 2012.