Filing Details

Accession Number:
0001101215-13-000238
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-20 16:07:35
Reporting Period:
2013-11-19
Filing Date:
2013-11-20
Accepted Time:
2013-11-20 16:07:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1101215 Alliance Data Systems Corp ADS Services-Business Services, Nec (7389) 311429215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454989 J Bryan Kennedy 7500 Dallas Parkway, Suite 700
Plano TX 75024
Evp & President, Epsilon No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-19 1,900 $247.41 116,732 No 4 S Direct
Common Stock Disposition 2013-11-19 1,100 $248.45 115,632 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.05 to $247.87, inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.14 to $248.71, inclusive.
  3. The total number of securities beneficially owned includes: (a) 77,913 unrestricted shares; (b) 1,504 unvested units from an award of 4,421 time-based restricted stock units granted 3/21/11; (c) 9,020 unvested units from an award of 26,528 performance-based restricted stock units granted 3/21/11; (d) 2,182 unvested units from an award of 3,256 time-based restricted stock units granted 2/21/12; (e) 13,091 unvested units from an award of 19,537 performance-based restricted stock units granted 2/21/12; (f) 2,384 unvested time-based restricted stock units granted 2/21/13; and (g) 9,538 unvested performance-based restricted stock units granted 2/21/13.