Filing Details

Accession Number:
0001209191-13-053264
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-20 13:03:43
Reporting Period:
2013-11-18
Filing Date:
2013-11-20
Accepted Time:
2013-11-20 13:03:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
931015 Polaris Industries Inc PII Miscellaneous Transportation Equipment (3790) 411790959
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418237 D. Michael Dougherty 2100 Highway 55
Medina MN 55340
Vp-Asia Pac & Latin America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-18 10,000 $38.46 16,000 No 4 M Direct
Common Stock Disposition 2013-11-18 10,000 $135.00 6,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2013-11-18 10,000 $0.00 10,000 $38.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2013-01-31 2021-01-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 31,510 Indirect by spouse's trust
Common Stock 4,640 Indirect by ESOP
Common Stock 1,440 Indirect by wife as UTMA custodian for son
Common Stock 1,440 Indirect by wife as UTMA custodian for daughter
Footnotes
  1. Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
  2. Estimate of the number of shares held in the reporting person's ESOP fund as of November 18, 2013. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.
  3. Shares held by son who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
  4. Shares held by daughter who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.