Filing Details
- Accession Number:
- 0001140361-13-043596
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 10:12:56
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 10:12:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 792987 | Astec Industries Inc | ASTE | Construction Machinery & Equip (3531) | 620873631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 949130 | K Daniel Frierson | 104 Nowlin Lane Suite 101 Chattanooga TN 37421 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-19 | 630 | $17.75 | 6,567 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-19 | 657 | $17.03 | 7,224 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-19 | 1,287 | $33.45 | 5,937 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2013-11-19 | 670 | $0.00 | 630 | $17.75 |
| Common Stock | Stock Options | Disposition | 2013-11-19 | 657 | $0.00 | 657 | $17.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-04-28 | 2014-04-28 | No | 4 | M | Direct |
| 0 | 2004-08-02 | 2014-08-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,918 | Direct |
Footnotes
- The securities consist of deferred stock units (DSU's) acquired under the issuer's 1998 Non-Employee Directors Incentive Plan. The DSU's convert on a one-for-one basis into shares of the issurer's common stock subsequent to the reporting person's termination of services as a director.
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