Filing Details
- Accession Number:
- 0001144204-13-063209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-19 20:09:21
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-19
- Accepted Time:
- 2013-11-19 20:09:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490013 | Full Circle Capital Corp | FULL | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590854 | J Gregg Felton | 800 Westchester Ave. Suite S-620 Rye Brook NY 10573 | Co-Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-18 | 4,954 | $7.60 | 4,954 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 120 | Indirect | By Full Circle Advisors LLC |
Footnotes
- The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases is $7.58 to $7.60 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- By virtue of Mr. Felton's position as a Managing Member thereof.
Billionaire Hedge Funds
