Filing Details

Accession Number:
0000950103-13-006758
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-19 19:50:30
Reporting Period:
2013-11-15
Filing Date:
2013-11-19
Accepted Time:
2013-11-19 19:50:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371446 Fbr & Co. FBRC Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1483298 J Adam Klein C/O Crestview Advisors, L.l.c.
667 Madison Avenue, 10Th Floor
New York NY 10065
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share ("Common Stock") Disposition 2013-11-15 0 $0.00 0 No 4 S Indirect See footnotes.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes.
Footnotes
  1. The reporting person is member of the board of directors of the issuer and is an employee of Crestview Advisors, L.L.C. Crestview Advisors, L.L.C. provides investment advisory and management services to investment funds affiliated with Crestview Partners GP, L.P. (the "Crestview Funds"). On November 15, 2013, November 18, 2013 and November 19, 2013, the Crestview Funds sold, respectively, 11,657, 800 and 5,200 shares of Common Stock of the issuer that were held indirectly and, following the reported transactions, the Crestview Funds are the indirect owners of 1,425,927 shares of Common Stock of the issuer.
  2. The reporting person disclaims beneficial ownership of such securities except and to the extent of his pecuniary interest therein.