Filing Details

Accession Number:
0001209191-13-053216
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-19 19:15:15
Reporting Period:
2013-11-15
Filing Date:
2013-11-19
Accepted Time:
2013-11-19 19:15:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561894 Hannon Armstrong Sustainable Infrastructure Capital Inc. HASI Real Estate Investment Trusts (6798) 461347456
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1574205 Rhem M Wooten 1906 Towne Centre Blvd.
Suite 370
Annapolis MD 21401
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2013-11-15 5,333 $11.99 87,500 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-11-15 12,500 $11.99 100,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 24,000 Indirect By spouse
Footnotes
  1. Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with shares received upon the exchange of 48,994 Restricted Stock Units for shares of Common Stock pursuant to the Restricted Stock Unit Award Agreement dated April 23, 2013 between the issuer and the reporting person.
  2. On April 23, 2013, the reporting person was granted 43,714 shares of restricted common stock of the issuer that were issued pursuant to the Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan. The shares vest as to one fourth on April 23, 2014, one fourth on April 23, 2015, one fourth on April 23, 2016 and one fourth on April 23, 2017.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.9150 to $12.0100, inclusive. The Reporting Person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.