Filing Details

Accession Number:
0001181431-13-059660
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-19 16:58:45
Reporting Period:
2013-11-18
Filing Date:
2013-11-19
Accepted Time:
2013-11-19 16:58:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1478242 Quintiles Transnational Holdings Inc. Q Services-Commercial Physical & Biological Research (8731) 271341991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575951 D John Ratliff C/o Quintiles Transnational Holdings Inc
4820 Emperor Blvd.
Durham NC 27703
President And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-18 75,000 $6.61 75,000 No 4 X Direct
Common Stock Acquisiton 2013-11-18 40,000 $5.76 115,000 No 4 X Direct
Common Stock Disposition 2013-11-18 115,000 $42.55 0 No 4 S Direct
Common Stock Disposition 2013-11-18 97,140 $42.55 0 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 X Direct
No 4 S Direct
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-11-18 75,000 $0.00 75,000 $6.61
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-11-18 40,000 $0.00 40,000 $5.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-04-01 No 4 X Direct
0 2016-10-01 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 182,860 Indirect By Trust
Footnotes
  1. The reporting person is a trustee of the John David Ratliff Revocable Declaration of Trust u/a/d 9/16/05, as amended and restated by first amendment u/a/d 1/31/12, and any further amendment thereto, which trust held the shares. The reporting person disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
  2. The reporting person is a trustee of the John David Ratliff 2012 Irrevocable Trust, which trust holds the shares. The reporting person disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
  3. Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2003 Stock Incentive Plan to purchase a total of 75,000 shares of Quintiles Transnational Holdings Inc. common stock, of which 15,000 vested on each of April 1, 2007, 2008, 2009, 2010, and 2011.
  4. Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2003 Stock Incentive Plan to purchase a total of 40,000 shares of Quintiles Transnational Holdings Inc. common stock, which vested on October 1, 2011.