Filing Details

Accession Number:
0001411207-13-000188
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-19 15:58:55
Reporting Period:
2013-11-15
Filing Date:
2013-11-19
Accepted Time:
2013-11-19 15:58:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411207 Allison Transmission Holdings Inc ALSN Motor Vehicle Parts & Accessories (3714) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543491 L. Edward Dyer One Allison Way
Indianapolis IN 46222
Vp, Defense Programs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-15 2,000 $8.44 17,443 No 4 M Direct
Common Stock Acquisiton 2013-11-15 30,000 $12.66 47,443 No 4 M Direct
Common Stock Disposition 2013-11-15 32,000 $26.13 15,443 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-15 2,000 $0.00 2,000 $8.44
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-15 30,000 $0.00 30,000 $12.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,625 2020-06-03 No 4 M Direct
25,613 2020-06-03 No 4 M Direct
Footnotes
  1. The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2013.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.0000 to $26.2700. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The option vested in five equal annual installments beginning on March 1, 2011.