Filing Details

Accession Number:
0001209191-13-052957
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-11-19 08:58:55
Reporting Period:
2013-11-13
Filing Date:
2013-11-19
Accepted Time:
2013-11-19 08:58:55
Original Submission Date:
2013-11-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101984 Universal Electronics Inc UEIC Household Audio & Video Equipment (3651) 330204817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1357137 J Paul Bennett 201 Sandpointe Avenue
Suite 800
Santa Ana CA 92707-6708
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-13 437 $36.46 62,173 No 4 A Direct
Common Stock Disposition 2013-11-18 1,000 $37.05 61,173 No 4 S Direct
Common Stock Acquisiton 2013-11-18 5,000 $17.59 66,173 No 4 M Direct
Common Stock Disposition 2013-11-18 5,000 $37.00 61,173 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Employee Stock Option (Rt. to Buy) Disposition 2013-11-18 5,000 $17.59 5,000 $17.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
128,500 2006-01-21 2015-01-21 No 4 M Direct
Footnotes
  1. Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14,2013.
  2. Price Determined in accordance with the Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14,2013.
  3. Transaction originally reported on November 14, 2013 Form 4 Filing as occuring on November 14, 2013 was unilaterally cancelled by Broker and reexecuted on November 18, 2013.
  4. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.