Filing Details
- Accession Number:
- 0001225208-13-023834
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 19:02:52
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 19:02:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1355096 | Liberty Interactive Corp | LINTA | Cable & Other Pay Television Services (4841) | 841288730 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195195 | E Albert Rosenthaler | 12300 Liberty Boulevard Englewood CO 80112 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Liberty Interactive Common Stock | Acquisiton | 2013-11-14 | 25,321 | $19.26 | 211,679 | No | 4 | M | Direct | |
| Series A Liberty Interactive Common Stock | Disposition | 2013-11-14 | 4,597 | $27.93 | 207,082 | No | 4 | S | Direct | |
| Series A Liberty Interactive Common Stock | Disposition | 2013-11-14 | 20,724 | $27.97 | 186,358 | No | 4 | F | Direct | |
| Series A Liberty Ventures Common Stock | Acquisiton | 2013-11-14 | 8,190 | $58.80 | 19,843 | No | 4 | M | Direct | |
| Series A Liberty Ventures Common Stock | Acquisiton | 2013-11-14 | 1,856 | $58.80 | 21,699 | No | 4 | M | Direct | |
| Series A Liberty Ventures Common Stock | Acquisiton | 2013-11-14 | 1,266 | $58.80 | 22,965 | No | 4 | M | Direct | |
| Series A Liberty Ventures Common Stock | Disposition | 2013-11-14 | 2,079 | $115.80 | 20,886 | No | 4 | F | Direct | |
| Series A Liberty Ventures Common Stock | Disposition | 2013-11-14 | 2,795 | $116.60 | 18,091 | No | 4 | F | Direct | |
| Series A Liberty Ventures Common Stock | Disposition | 2013-11-14 | 3,078 | $116.95 | 15,013 | No | 4 | F | Direct | |
| Series A Liberty Ventures Common Stock | Disposition | 2013-11-14 | 3,360 | $116.59 | 11,653 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series A Liberty Interactive Common Stock | Stock Option (right to buy) - LINTA | Disposition | 2013-11-14 | 25,321 | $0.00 | 25,321 | $19.26 |
| Series A Liberty Ventures Common Stock | Stock Option (right to buy) - LVNTA | Disposition | 2013-11-14 | 8,190 | $0.00 | 8,190 | $58.80 |
| Series A Liberty Ventures Common Stock | Stock Option (right to buy) - LVNTA | Disposition | 2013-11-14 | 1,266 | $0.00 | 1,266 | $58.80 |
| Series A Liberty Ventures Common Stock | Stock Option (right to buy) - LVNTA | Disposition | 2013-11-14 | 1,856 | $0.00 | 1,856 | $58.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-12-16 | No | 4 | M | Direct | |
| 16,381 | 2020-03-19 | No | 4 | M | Direct | |
| 0 | 2015-12-16 | No | 4 | M | Direct | |
| 307 | 2016-12-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series A Liberty Interactive Common Stock | 13,229 | Indirect | By 401(k) Savings Plan |
| Series A Liberty Ventures Common Stock | 628 | Indirect | By 401(k) Savings Plan |
Footnotes
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $27.93 to $27.94, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $116.16 to $117.00, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of October 31, 2013.
- The derivative security is fully vested.
- One-third of the options, representing a right to purchase a total of 24,571 shares, became exercisable on June 30, 2013. An additional one-third will vest on June 30, 2014, and the remainder on December 31, 2015.
- The options, representing a right to purchase a total of 2,163 shares, became exercisable as to 937 shares on December 4, 2012, as to 306 shares on each of March 17, 2013, and September 17, 2013, and as to 307 shares on June 17, 2013. The remainder will vest on December 17, 2013.
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