Home > Insider Trading > Filing (0001179110-13-016709)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
920112	Heartland Financial Usa Inc	HTLF	State Commercial Banks (6022)	421405748

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1184329	K John Schmidt	1398 Central Ave. Dubuque IA 52001		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2013-11-13	1,000	$0.00	0	No	4	G	Direct
Common Stock	Disposition	2013-11-14	10,000	$26.95	0	No	4	S	Direct
Common Stock	Disposition	2013-11-15	2,944	$26.83	0	No	4	S	Direct
Common Stock	Disposition	2013-11-18	6,556	$27.23	122,661	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	G	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,780	Indirect	401(k)
Common Stock	5,009	Indirect	Minor Child
Common Stock	5,587	Indirect	Minor Child
Common Stock	3,472	Indirect	Son
Common Stock	12,173	Indirect	Spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-Qualified Stock Option (Right to Buy)	$29.65		2017-01-16	4,000	4,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-01-16	4,000	4,000	Direct

Footnotes

Includes 2,506 shares held jointly with reporting person's spouse.
Shares held as Donna L. Schmidt Cust for Nicole M. Schmidt.
Shares held as Alexander J. Schmidt TOD Donna L Schmidt.
Shares held as Donna L. Schmidt Cust for Benjamin N. Schmidt.
Shares participate in a Dividend Reinvestment Plan.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Represents options to buy granted under the Company's Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
Includes 1,000 shares held at Raymond James in street name.
Includes 1,000 shares of Restricted Stock Units granted under the 2012 Long-Term Incentive Plan. These shares will vest the earlier of 2014 Annual Meeting or July 16,2014.
Multiple line entry.....see last line for total.