Filing Details

Accession Number:
0001209191-13-052821
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-18 16:28:22
Reporting Period:
2013-11-14
Filing Date:
2013-11-18
Accepted Time:
2013-11-18 16:28:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1138942 Advanced Technology Ventures Vii Lp C/O Advanced Technology Venturers
500 Boylston Street, Suite 1380
Boston MA 02116
No No Yes No
1294513 Atv Entrepreneurs Vii, L.p. C/O Advanced Technology Venturers
500 Boylston Street, Suite 1380
Boston MA 02116
No No Yes No
1294525 Advanced Technology Ventures Vii(B), L.p. C/O Advanced Technology Venturers
500 Boylston Street, Suite 1380
Boston MA 02116
No No Yes No
1294527 Advanced Technology Ventures Vii(C), L.p. C/O Advanced Technology Venturers
500 Boylston Street, Suite 1380
Boston MA 02116
No No Yes No
1317308 Atv Associates Vii, L.l.c. C/O Advanced Technology Venturers
500 Boylston Street, Suite 1380
Boston MA 02116
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-14 4,025,000 $12.22 3,876,221 No 4 S Indirect By Funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Funds
Footnotes
  1. Represents shares sold by the Funds (as hereafter defined) to certain underwriters in connection with a registered public offering. Advanced Technology Ventures VII, L.P. ("ATV VII") sold 3,778,002 shares. Advanced Technology Ventures VII (B), L.P. ("ATV VIIB") sold 151,610 shares. Advanced Technology Ventures VII (C), L.P. ("ATV VIIC") sold 72,872 shares. ATV Entrepreneurs VII, L.P. ("ATVE VII" and collectively with AVT VII, ATV VIIB and ATV VIIC, the "Funds") sold 22,516 shares.
  2. ATV VII holds 3,638,356 shares. ATV VIIB holds 146,004 shares. ATV VIIC holds 70,179 shares. ATVE VII holds 21,682 shares.
  3. The shares are held directly by the Funds. ATV Associates VII, L.L.C. is the general partner of ATV VII, ATV VIIB, ATV VIIC and ATVE VII. ATV Associates VII, L.L.C. and each of the other reporting persons disclaims beneficial ownership of the securities except to the extent of their respective pecuniary interest therein.