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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1507881	Usmd Holdings Inc.	USMD	Services-General Medical & Surgical Hospitals, Nec (8062)	272866866

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1556888	Steven Brock	1211 Greenbriar Lane Arlington TX 76013		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock ($.01 Par)	Acquisiton	2013-11-15	434	$7.32	28,871	No	4	P	Indirect	Indirectly held through UANT Ventures, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Indirectly held through UANT Ventures, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock ($.01 Par)	1,594	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
5% Convertible Subordinated Notes Due 2019	Right to purchase	$23.37	2014-09-01		5,750	5,750	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	5,750	5,750	Indirect

Footnotes

Dr. Brock purchased additional partnership interests in UANT Ventures, L.P., which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by UANT Ventures, L.P.
The noteholder has the right at any time prior to the payment in full of the note, to convert all or any portion of the unpaid principal balance of the note into shares of the issuer's common stock. This conversion right expires on March 1, 2019, the maturity date of the note, or upon the earlier payment in full of the principal balance of the note.