Filing Details

Accession Number:
0001391289-13-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-18 15:32:03
Reporting Period:
2013-11-14
Filing Date:
2013-11-18
Accepted Time:
2013-11-18 15:32:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391289 Venrock Associates V Lp C/O Venrock
3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1395760 P L V Partners Venrock C/O Venrock
3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1444112 Vef Management V, Llc C/O Venrock
3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1444114 Venrock Entrepreneurs Fund V, L.p. C/O Venrock
3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1444116 Venrock Management V, Llc C/O Venrock
3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1444117 Venrock Partners Management V, Llc C/O Venrock
3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-14 575,000 $12.22 5,458,233 No 4 S Indirect By Funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Funds
Footnotes
  1. Represents shares sold by the Funds (as hereafter defined) to certain underwriters in connection with a registered public offering. Venrock Associates V, L.P. ("VA5") sold 518,822 shares. Venrock Partners V, L.P. ("VP5") sold 43,988 shares. Venrock Entrepreneurs Fund V, L.P. ("VEF5" and collectively with VA5 and VP5, the "Funds") sold 12,190 shares.
  2. VA5 holds 4,924,993 shares. VP5 holds 417,507 shares. VEF5 holds 115,733 shares.
  3. Venrock Management V, LLC, VEF Management V, LLC and Venrock Partners Management V, LLC (together, the "Venrock GP Entities") are the sole general partners of VA5, VEF5 and VP5, respectively, and have voting and investment power over the shares held by the Funds. Each of the Venrock GP Entities disclaims beneficial ownership of the shares held by the Funds, except to the extent of their respective indirect pecuniary interests therein.