Filing Details
- Accession Number:
- 0001179740-13-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 09:49:38
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 09:49:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 819793 | Albany International Corp | AIN | Broadwoven Fabric Mills, Man Made Fiber & Silk (2221) | 140462060 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179740 | Jr J Charles Silva | C/O Albany International Corp. 216 Airport Drive Rochester NH 03867 | Vp-General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2013-11-15 | 1,800 | $34.75 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2013-11-15 | 1,500 | $22.25 | 1,500 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-11-15 | 1,500 | $34.93 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2013-11-15 | 1,500 | $22.25 | 1,500 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-11-15 | 1,500 | $34.93 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2013-11-15 | 2,000 | $19.75 | 2,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-11-15 | 2,000 | $34.79 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common | Employee Stock Option | Disposition | 2013-11-15 | 1,500 | $0.00 | 1,500 | $22.25 |
| Class A Common | Employee Stock Option | Disposition | 2013-11-15 | 1,500 | $0.00 | 1,500 | $22.25 |
| Class A Common | Employee Stock Option | Disposition | 2013-11-15 | 2,000 | $0.00 | 2,000 | $19.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-18 | No | 4 | M | Direct | |
| 0 | 2016-05-14 | No | 4 | M | Direct | |
| 0 | 2017-04-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 7,021 | Indirect | by 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common | Employee Stock Option | $19.38 | 2018-11-04 | 2,000 | 2,000 | Direct | |
| Class A Common | Employee Stock Option | $15.69 | 2019-11-09 | 3,000 | 5,000 | Direct | |
| Class A Common | Employee Stock Option | $10.56 | 2020-11-15 | 2,100 | 7,100 | Direct | |
| Class A Common | Employee Stock Option | $20.45 | 2021-11-06 | 3,000 | 10,100 | Direct | |
| Class A Common | Employee Stock Option | $20.63 | 2022-11-07 | 3,000 | 13,100 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2010-11-11 | 657 | 657 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2011-11-11 | 1,282 | 1,282 | Direct | |
| Class A Common Stock | Phantom Stock Units | $0.00 | 2013-03-01 | 3,435 | 3,435 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-11-04 | 2,000 | 2,000 | Direct |
| 2019-11-09 | 3,000 | 5,000 | Direct |
| 2020-11-15 | 2,100 | 7,100 | Direct |
| 2021-11-06 | 3,000 | 10,100 | Direct |
| 2022-11-07 | 3,000 | 13,100 | Direct |
| 657 | 657 | Direct | |
| 1,282 | 1,282 | Direct | |
| 3,435 | 3,435 | Direct |
Footnotes
- Option granted pursuant to Company's 1992 Stock Option Plan as incentive to remain in employ of Company.
- Fully exercisable.
- Option granted pursuant to Company's 1998 Stock Option Plan as incentive to remain in employ of Company.
- Restricted Stock Units granted pursuant to the Albany International Corp. 2003 Restricted Stock Unit Plan (the "Restricted Stock Unit Plan"). Each Restricted Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting or, in the event that the holder elects to defer payment, at such later time elected in accordance with the Restricted Stock Unit Plan.
- 600 Restricted Stock Units (plus related dividend units) vest on each November 11, beginning November 11, 2010.
- 600 Restricted Stock Units (plus related dividend units) vest on each November 11, beginning November 11, 2011.
- Phantom Stock Units granted on February 14, 2013 pursuant to the Albany International Corp. 2011 Performance Phantom Stock Plan (the "Phantom Stock Plan"). Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- 859 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2013.
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