Filing Details

Accession Number:
0001181431-13-059328
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-15 20:05:13
Reporting Period:
2013-11-12
Filing Date:
2013-11-15
Accepted Time:
2013-11-15 20:05:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878526 Natus Medical Inc BABY Electromedical & Electrotherapeutic Apparatus (3845) 770154833
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221306 Christopher Chune Dong Chung C/O Natus Medical Incorporated
1501 Industrial Road
San Carlos CA 94403
Vp Medical Affairs, Qa/Ra No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2013-11-12 22,841 $4.51 143,813 No 4 M Direct
Common Stock, $0.001 Par Value Per Share Disposition 2013-11-12 22,841 $21.17 120,972 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option Disposition 2013-11-13 22,841 $0.00 22,841 $4.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,318 2004-03-25 2014-02-25 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $21.00 to $21.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Vested as to 12.5% of the shares subject to the option on March 25, 2004 and as to 1/48th of the shares subject to the option each month thereafter.