Filing Details
- Accession Number:
- 0000794367-13-000170
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 17:55:59
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 17:55:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 794367 | Macy's Inc. | M | Retail-Department Stores (5311) | 133324058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184471 | J Terry Lundgren | C/O Macy'S, Inc. 7 West Seventh Street Cincinnati OH 45202 | Chairman, Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-15 | 275,000 | $25.01 | 973,087 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-15 | 275,000 | $50.71 | 698,087 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-19 | 61,215 | $0.00 | 0 | No | 4 | G | Indirect | By GRAT |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Indirect | By GRAT |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2013-11-15 | 275,000 | $0.00 | 275,000 | $25.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-03-26 | 2014-03-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,346 | Indirect | By 401(k) Plan |
Footnotes
- On June 29, 2010, the reporting person contributed 121,612 shares to a grantor retained annuity trust ("GRAT"). Upon termination of the reporting person's GRAT, 61,215 shares were transferred as a gift on July 19, 2013. The remaining shares in the GRAT were previously distributed to the reporting person and continue to be reported in this Form 4 as directly owned.
- Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of November 14, 2013 by $50.68, the stock price of such date.
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