Filing Details

Accession Number:
0001534158-13-000131
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-15 16:59:54
Reporting Period:
2013-11-14
Filing Date:
2013-11-15
Accepted Time:
2013-11-15 16:59:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122976 Polyone Corp POL Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 341730488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479548 V John Hulle Van Polyone Center
33587 Walker Road
Avon Lake OH 44012
Svp, President Of Global Color No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-14 10,733 $14.81 10,733 No 4 M Direct
Common Stock Disposition 2013-11-14 6,966 $30.78 3,767 No 4 D Direct
Common Stock Acquisiton 2013-11-14 7,767 $14.61 11,534 No 4 M Direct
Common Stock Disposition 2013-11-14 5,006 $30.78 6,528 No 4 D Direct
Common Stock Disposition 2013-11-14 6,528 $0.00 0 No 5 G Direct
Common Stock Acquisiton 2013-11-14 6,528 $0.00 57,803 No 5 G Indirect by Trust
Common Stock Disposition 2013-11-14 30,000 $30.88 27,803 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 5 G Direct
No 5 G Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2013-11-14 10,733 $0.00 10,733 $14.81
Common Stock Stock Appreciation Rights Disposition 2013-11-14 7,767 $0.00 7,767 $14.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,367 2021-02-16 No 4 M Direct
15,533 2022-02-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Indirect Cust of UGMA Acct
Common Stock 10,000 Indirect by Daughter
Footnotes
  1. This transaction involved a gift of securities by the reporting person to a trust, which holds the shares for the benefit of the reporting person's spouse.
  2. The sale price is a weighted average for the sale transaction. The sales prices range from a low of $30.82 per share to a high of $30.99. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation.
  3. The stock appreciation rights vest in three equal annual installments beginning February 16, 2012.
  4. SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.