Filing Details
- Accession Number:
- 0001181431-13-059264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 17:02:18
- Reporting Period:
- 2013-11-13
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 17:02:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1273813 | Assured Guaranty Ltd | AGO | Surety Insurance (6351) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1539875 | Howard Albert | 31 West 52Nd Street New York NY 10019 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2013-11-13 | 50,000 | $18.00 | 153,916 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2013-11-13 | 43,872 | $23.31 | 110,044 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2013-11-14 | 6,128 | $23.55 | 116,172 | No | 4 | I | Direct | |
| Common Shares | Disposition | 2013-11-14 | 6,128 | $23.66 | 110,844 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | I | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Options to Acquire Common Shares | Disposition | 2013-11-13 | 50,000 | $0.00 | 50,000 | $18.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-04-27 | No | 4 | M | Direct |
Footnotes
- Represents the payment of the exercise price and withholding taxes for an employee stock option through the attestation of previously owned shares.
- The price is equal to the fair market value of the Comon Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.
- This acquisition reflects an irrevocable election under a supplemental executive retirement plan ("SERP") to have account balances transferred to the employer stock fund. Account balances in the employer stock fund are payable solely in Common Shares of the Company following the reporting person's termination of employment with the Company or disability (or in the case of a hardship, if approved by the Compensation Committee) in accordance with the terms of the SERP and may not be transferred into an alternative investment account.
- Total includes 800 shares purchased on 06/30/2013 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
- Options vested as follows: 1/3 on 04/27/2005, 1/3 on 04/27/2006 and 1/3 on 04/27/2007.
Billionaire Hedge Funds
