Filing Details

Accession Number:
0000950142-13-002267
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-15 16:37:02
Reporting Period:
2013-11-14
Filing Date:
2013-11-15
Accepted Time:
2013-11-15 16:37:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1172252 N Andrew Schiff 888 Seventh Avenue
Thirtieth Floor
New York NY 10106
Yes No Yes No
1250195 Steve Elms 888 Seventh Avenue
Thirtieth Floor
New York NY 10106
No No Yes No
1297291 J Dennis Purcell 888 Seventh Avenue
Thirtieth Floor
New York NY 10106
No No Yes No
1444717 Aisling Capital Iii Lp 888 Seventh Avenue
Thirtieth Floor
New York NY 10106
No No Yes No
1532634 Aisling Capital Partners Iii Lp 888 Seventh Avenue
Thirtieth Floor
New York NY 10106
No No Yes No
1532635 Aisling Capital Partners Iii Llc 888 Seventh Avenue
Thirtieth Floor
New York NY 10106
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-14 575,000 $12.22 3,597,742 No 4 S Indirect By Aisling Capital III, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Aisling Capital III, LP
Footnotes
  1. The shares are directly held by Aisling Capital III, LP ("Aisling") and are indirectly held by Aisling Capital Partners III, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners III, LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Andrew Schiff is a member of the Board of Directors of Zeltiq Aesthetics, Inc.