Filing Details

Accession Number:
0001490906-13-000052
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-15 16:21:50
Reporting Period:
2013-08-08
Filing Date:
2013-11-15
Accepted Time:
2013-11-15 16:21:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490906 Capitol Federal Financial Inc CFFN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1316531 T Michael Mccoy C/O Capitol Federal Financial Inc
700 Kansas Avenue
Topeka KS 66603
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Cffn Common Stock Disposition 2013-08-08 2,000 $12.69 29,109 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Cffn Common Stock CFFN non-qualified stock option $14.35 2021-01-25 113,185 113,185 Direct
Cffn Common Stock CFFN non-qualified stock option $11.91 2027-05-14 15,000 15,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-25 113,185 113,185 Direct
2027-05-14 15,000 15,000 Direct
Footnotes
  1. All options are exercisable.
  2. 3,750 options vest on January 10, 2013,January 10, 2014, January 10, 2015 and January 10,2016.