Filing Details
- Accession Number:
- 0000009984-13-000128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 16:13:15
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 16:13:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1453850 | J Christopher Stephens | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Svp, Finance And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-14 | 12,400 | $15.27 | 135,645 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-14 | 12,400 | $36.06 | 123,245 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-14 | 10,000 | $15.27 | 133,245 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-14 | 7,056 | $36.06 | 126,189 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option-RIght to Buy | Disposition | 2013-11-14 | 22,400 | $0.00 | 22,400 | $15.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,284 | Indirect | By Company's Employee Stock Purchase Plan |
| Common Stock | 1,329 | Indirect | By Company's 401(k) Plan |
Footnotes
- Includes balances of 4861 Restricted Stock Units granted 2/9/2011, 28200 granted 2/8/2012, 4933 granted 2/8/2012, 8400 granted 2/12/2013 and 9600 granted 5/2/2013, and 7300 Performance Share Awards granted 2/9/2011, 12300 granted 2/8/2012 and 14000 granted 2/12/2013, that are subject to forfeiture if certain events occur.
- The option vests in three equal installments on August 8, 2011, 2012 and 2013.
- 1 for 1.
Billionaire Hedge Funds
