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Home > Insider Trading > Filing (0001397911-13-000087)

Filing Details

Accession Number:: 0001397911-13-000087
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-15 16:08:23
Reporting Period:: 2013-11-14

Filing Date:: 2013-11-15
Accepted Time:: 2013-11-15 16:08:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397911	Lpl Financial Holdings Inc.	LPLA	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	203717839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1466673	Lux Thomas	C/O Lpl Financial Holdings Inc. 75 State Street Boston MA 02109	Evp, Cao	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-11-14	1,000	$42.31	5,200	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Represents 1,500 shares of Common Stock and 3,700 shares of restricted stock units.