Filing Details

Accession Number:
0001140361-13-043140
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-15 16:02:41
Reporting Period:
2013-11-13
Filing Date:
2013-11-15
Accepted Time:
2013-11-15 16:02:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1412109 Simplicity Bancorp Inc. SMPL Savings Institution, Federally Chartered (6035) 261500698
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1584234 R. Robert Reed 1359 N. Grand Avenue
Covina CA 91724
Chief Retail Banking Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-13 243 $15.65 4,804 No 4 P Indirect By 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By 401(k)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,060 Indirect By ESOP
Common Stock 5,581 Direct
Footnotes
  1. Includes shares of restricted stock that vest at a rate of 20% per year over periods ending on June 28, 2016, July 25, 2017 and August 8, 2018.
  2. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.