Filing Details

Accession Number:
0001209191-13-052434
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-14 20:31:28
Reporting Period:
2013-11-13
Filing Date:
2013-11-14
Accepted Time:
2013-11-14 20:31:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1438133 Tandem Diabetes Care Inc TNDM Surgical & Medical Instruments & Apparatus (3841) 204327508
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1025665 L Edward Cahill C/O Hlm Venture Partners,
222 Berkeley Street
Boston MA 02116
Yes No Yes No
1225960 T Russell Ray 222 Berkeley Street
Boston MA 02116
No No Yes No
1242813 J Peter Grua 222 Berkeley Street
Boston MA 02116
No No Yes No
1340660 Hlm Venture Partners Ii, L.p. 222 Berkeley Street
Boston MA 02116
No No Yes No
1591541 Hlm Venture Associates Ii, Llc 222 Berkeley Street
Boston MA 02116
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-13 200,000 $15.00 200,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Shares were purchased in connection with the Issuer's initial public offering.
  2. The reported securities are owned by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. (the "General Partner"), and Edward L. Cahill, Peter J. Grua and Russell T. Ray, the managing members of the General Partner, may be deemed to share voting and dispositive power over the reported securities but each disclaims beneficial ownership in the securities held by HLM Venture Partners II, L.P., except to the extent of their pecuniary interest therein.