Filing Details

Accession Number:
0000903423-13-000645
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-14 19:01:26
Reporting Period:
2013-11-12
Filing Date:
2013-11-14
Accepted Time:
2013-11-14 19:01:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1533454 Northern Tier Energy Lp NTI Petroleum Refining (2911) 800763623
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554668 Nti Genpar, Llc C/O Acon Investments Llc
1133 Connecticut Avenue, Nw, Suite 700
Washington DC 20036
No No No Yes
1554669 Northern Tier Investors Lp C/O Acon Investments Llc
1133 Connecticut Avenue, Nw, Suite 700
Washington DC 20036
No No No Yes
1554670 Northern Tier Investors, Llc C/O Acon Investments Llc
1133 Connecticut Avenue, Nw, Suite 700
Washington DC 20036
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Disposition 2013-11-12 35,622,500 $0.00 0 No 4 S Indirect See Explanation of Responses
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Explanation of Responses
Footnotes
  1. NTI GenPar, LLC, a Delaware limited liability company ("NTI GenPar"), is the general partner of Northern Tier Investors LP, a Delaware limited partnership ("NTI LP"), which is the sole member of Northern Tier Investors, LLC, a Delaware limited liability company (together with NTI GenPar and NTI LP, the "Reporting Persons"), which is the sole member of Northern Tier Holdings LLC, a Delaware limited liability company ("NTH"), which directly held the common units of Northern Tier Energy LP (the "Issuer") reported herein (the "NTI Common Units").
  2. On November 11, 2013, NTH contributed all of the NTI Common Units to a wholly owned subsidiary, NT InterHoldCo LLC ("InterHoldCo"). On November 12, 2013, NTH sold all of its membership interests in InterHoldCo to Western Refining, Inc. for an aggregate purchase price of $775,000,000. As a result, the Reporting Persons no longer beneficially own any interest in the Issuer.
  3. Because of the relationship between the Reporting Persons and NTH, the Reporting Persons may have been deemed to have beneficially owned the NTI Common Units to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of NTH. Each Reporting Person disclaims beneficial ownership of the NTI Common Units, except to the extent of such Reporting Person's pecuniary interest therein, if any.
  4. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.