Filing Details

Accession Number:
0001214659-13-006521
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-14 18:46:08
Reporting Period:
2013-10-22
Filing Date:
2013-11-14
Accepted Time:
2013-11-14 18:46:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1110647 Oclaro Inc. OCLR Semiconductors & Related Devices (3674) 201303994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1442677 Jerry Turin 2560 Junction Avenue
San Jose CA 95134
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-22 30,000 $0.00 137,188 No 4 A Direct
Common Stock Disposition 2013-11-12 41,000 $2.16 96,188 No 4 F Direct
Common Stock Disposition 2013-11-13 30,000 $2.20 66,188 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Vesting of performance award originally granted on 8/15/2011.
  2. Sold 41,000 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.
  3. The price range for sales of these shares was between $2.145 to $2.175. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price.