Filing Details

Accession Number:
0001225208-13-023539
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-14 18:30:22
Reporting Period:
2013-11-12
Filing Date:
2013-11-14
Accepted Time:
2013-11-14 18:30:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
30697 Wendy's Co WEN Retail-Eating & Drinking Places (5810) 380471180
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1036513 Roland Smith C/O The Wendy'S Company
One Dave Thomas Boulevard
Dublin OH 43017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-12 1,500,000 $4.65 1,914,334 No 4 M Direct
Common Stock Disposition 2013-11-12 500,000 $8.43 1,414,334 No 4 S Direct
Common Stock Disposition 2013-11-12 1,000,000 $8.48 414,334 No 4 S Direct
Common Stock Acquisiton 2013-11-13 946,337 $5.02 1,360,671 No 4 M Direct
Common Stock Acquisiton 2013-11-13 831,176 $3.91 2,191,847 No 4 M Direct
Common Stock Acquisiton 2013-11-13 200,000 $6.77 2,391,847 No 4 M Direct
Common Stock Disposition 2013-11-13 1,977,513 $8.64 414,334 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-12 1,500,000 $0.00 1,500,000 $4.65
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-13 200,000 $0.00 200,000 $6.77
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-13 946,337 $0.00 946,337 $5.02
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-13 831,176 $0.00 831,176 $3.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-12-18 No 4 M Direct
0 2018-06-18 No 4 M Direct
0 2021-06-23 No 4 M Direct
0 2020-07-08 No 4 M Direct
Footnotes
  1. With tandem net exercise and tax withholding rights.
  2. The option vested in three equal installments on December 18, 2009, 2010 and 2011.
  3. The option vested in three equal installments on June 18, 2009, 2010 and 2011.
  4. The option vested in full on December 30, 2011.
  5. One-third of the option vested on July 8, 2011, and the remaining two-thirds of the option vested on December 30, 2011.