Filing Details

Accession Number:
0001589588-13-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-14 16:32:23
Reporting Period:
2013-11-12
Filing Date:
2013-11-14
Accepted Time:
2013-11-14 16:32:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1025877 Dcb Financial Corp DCBF.OB State Commercial Banks (6022) 311469837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1534224 J Ronald Seiffert 7570 Wills Run Lane
Blacklick OH 43004
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Dcb Financial Corp Common Stock Acquisiton 2013-11-12 827 $6.05 2,806 No 4 P Indirect Held in 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held in 401(k)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Dcb Financial Corp Common Stock 7,301 Direct
Dcb Financial Corp Common Stock 82,605 Direct
Dcb Financial Corp Common Stock 615 Indirect Daughter
Dcb Financial Corp Common Stock 690 Indirect Daughter
Dcb Financial Corp Common Stock 500 Indirect Daughter
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Dcb Financial Corp Common Stock Employee Stock Options - Calls $4.50 2013-12-21 2022-12-20 5,000 18,889 Direct
Dcb Financial Corp Common Stock Employee Stock Options - Calls $5.40 2014-02-21 2023-02-20 13,889 18,889 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-12-20 5,000 18,889 Direct
2023-02-20 13,889 18,889 Direct
Footnotes
  1. Restricted Shares. These shares were purchased pursuant to filer's employment contract. The shares vest 20 percent per year over five years. The shares were originally purchased on 11/14/2011.
  2. Shares held in the name of filer's daughter, Rachel Seiffert.
  3. Shares held in the name of filer's daughter, Natalie Seiffert.
  4. Shares held in the name of filer's daughter, Michelle Seiffert.
  5. The options were granted 12/21/2012 and vest in five equal installments of 20 percent each year beginning one year after the grant of the options.
  6. The options were granted 2/21/2013 and vest in five equal installments of 20 percent each year beginning one year after the grant of the options.