Filing Details

Accession Number:
0001546927-13-000205
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-13 17:59:00
Reporting Period:
2013-11-11
Filing Date:
2013-11-13
Accepted Time:
2013-11-13 17:59:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1385544 Horsehead Holding Corp ZINC Primary Smelting & Refining Of Nonferrous Metals (3330) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1549575 Dalal Street, Llc 1220 Roosevelt
Suite 200
Irvine CA 92620
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-11 127,084 $13.96 5,940,697 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-11-12 44,160 $13.95 5,984,857 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-11-13 19,677 $14.00 6,004,534 No 4 P Indirect See Foonote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Foonote
Footnotes
  1. The price information provided above is the weighted average purchase price for the transactions reported on that line. The purchase prices for these transactions ranged from $13.93 to $13.98. The Reporting Persons (as defined below) undertake to provide upon request by the SEC Staff, the issuer or any securityholder full information regarding the number of shares purchased at each separate price.
  2. The price information provided above is the weighted average purchase price for the transactions reported on that line. The purchase prices for these transactions ranged from $13.90 to $13.96. The Reporting Persons (as defined below) undertake to provide upon request by the SEC Staff, the issuer or any securityholder full information regarding the number of shares purchased at each separate price.
  3. The price information provided above is the weighted average purchase price for the transactions reported on that line. The purchase prices for these transactions ranged from $13.96 to $14.00. The Reporting Persons (as defined below) undertake to provide upon request by the SEC Staff, the issuer or any securityholder full information regarding the number of shares purchased at each separate price.
  4. Securities reported for Dalal Street, LLC (the "LLC") represent Common Stock beneficially owned and held of record by 3 private funds (Pabrai Investment Fund 2, L.P., Pabrai Investment Fund 3, Ltd. and Pabrai Investment Fund IV, L.P.) managed by the LLC, Mohnish Pabrai and Harina Kapoor JTWROS and 5 managed accounts (Aikyum, Inc., Harina Kapoor IRA, Monsoon Pabrai UGMA Trust, Momachi Pabrai UGMA Trust and The Dakshana Foundation) managed by Mr. Pabrai. Mr. Pabrai is the managing member of the LLC. The managed accounts are each beneficially owned by members of Mr. Pabrai's family. The LLC, private funds, managed accounts and Mr. Pabrai (the "Reporting Persons") are each beneficial owners and have an address of 1220 Roosevelt, Suite 200, Irvine, CA 92620. The Reporting Persons disclaim beneficial ownership, within the meaning of Section 16 of the Exchange Act, or otherwise of such portion of the Common Stock in which the Reporting Persons have no actual pecuniary interest therein.