Filing Details

Accession Number:
0001246360-13-004959
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-13 17:28:13
Reporting Period:
2013-11-12
Filing Date:
2013-11-13
Accepted Time:
2013-11-13 17:28:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204907 M David Dorgan 1201 South Second Street
Milwaukee WI 53204
Vp And Controller No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-12 1,750 $56.36 9,745 No 4 M Direct
Common Stock Acquisiton 2013-11-12 6,100 $63.59 15,845 No 4 M Direct
Common Stock Disposition 2013-11-12 7,850 $112.80 7,995 No 4 S Direct
Common Stock Disposition 2013-11-12 3,984 $112.95 6,420 No 4 I Indirect By Savings Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 I Indirect By Savings Plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-11-12 1,750 $0.00 1,750 $56.36
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-11-12 6,100 $0.00 6,100 $63.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-11-07 2015-11-07 No 4 M Direct
0 2007-12-06 2016-12-06 No 4 M Direct
Footnotes
  1. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $112.7810 to $112.8660. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  2. Includes 1,050 shares held by Company to implement restrictions on transfer unless and until certain conditions are met.
  3. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.