Filing Details

Accession Number:
0001122304-13-000143
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-13 16:33:20
Reporting Period:
2013-11-11
Filing Date:
2013-11-13
Accepted Time:
2013-11-13 16:33:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122304 Aetna Inc AET Hospital & Medical Service Plans (6324) 232229683
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1485980 M Margaret Mccarthy Aetna Inc.
151 Farmington Avenue
Hartford CT 06156
Evp, Operations & Technology No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-11 23,310 $50.21 59,273 No 4 M Direct
Common Stock Disposition 2013-11-11 20,063 $63.65 39,210 No 4 F Direct
Common Stock Acquisiton 2013-11-11 49,380 $42.57 88,590 No 4 M Direct
Common Stock Disposition 2013-11-11 40,387 $63.65 48,203 No 4 F Direct
Common Stock Acquisiton 2013-11-11 11,687 $53.96 59,890 No 4 M Direct
Common Stock Disposition 2013-11-11 10,774 $63.65 49,116 No 4 F Direct
Common Stock Acquisiton 2013-11-11 73,636 $50.70 122,752 No 4 M Direct
Common Stock Disposition 2013-11-11 65,943 $63.65 56,809 No 4 F Direct
Common Stock Acquisiton 2013-11-11 43,600 $32.11 100,409 No 4 M Direct
Common Stock Disposition 2013-11-11 32,506 $63.65 67,903 No 4 F Direct
Common Stock Acquisiton 2013-11-12 12,460 $41.54 80,363 No 4 M Direct
Common Stock Disposition 2013-11-12 44,400 $63.03 35,963 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2013-11-11 23,310 $50.21 23,310 $50.21
Common Stock Stock Appreciation Rights Disposition 2013-11-11 49,380 $42.57 49,380 $42.57
Common Stock Stock Appreciation Rights Disposition 2013-11-11 11,687 $53.96 11,687 $53.96
Common Stock Stock Appreciation Rights Disposition 2013-11-11 73,636 $50.70 73,636 $50.70
Common Stock Stock Appreciation Rights Disposition 2013-11-11 43,600 $32.11 43,600 $32.11
Common Stock Employee Stock Options Disposition 2013-11-12 12,460 $41.54 12,460 $41.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-02-10 2016-02-09 No 4 M Direct
0 2008-02-09 2017-02-08 No 4 M Direct
0 2008-11-12 2017-11-11 No 4 M Direct
0 2009-02-08 2018-02-07 No 4 M Direct
0 2010-02-13 2019-02-12 No 4 M Direct
0 2006-06-23 2015-06-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,541 Indirect By 401(k) Plan
Footnotes
  1. Stock Appreciation Right is net settled; amount represents withholding of shares by the Company to pay exercise price and taxes.
  2. Average Sale Price.
  3. Represents the pro rata portion of the stock portion of Aetna Common Stock Fund held by reporting person on October 31, 2013. The information is based on information provided by the Plan Trustee as of that date.
  4. Stock Appreciation Rights and Stock Options granted under the Aetna Inc. 2000 Stock Incentive Plan..