Filing Details

Accession Number:
0001209191-13-051911
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-13 16:29:00
Reporting Period:
2013-11-11
Filing Date:
2013-11-13
Accepted Time:
2013-11-13 16:29:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232125 W Garry Rogerson 1625 Sharp Point Drive
Fort Collins CO 80525
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-11 5,000 $23.69 43,210 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Shaes sold in accordance with 10b5-1 trading plan.
  2. The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $23.11 to $23.92. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Represents 43,210 shares of restricted stock units. As of the reporting date, the restricted stock units have vested as to 26,665 shares.