Filing Details
- Accession Number:
- 0001209191-13-051892
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-13 16:04:58
- Reporting Period:
- 2013-11-12
- Filing Date:
- 2013-11-13
- Accepted Time:
- 2013-11-13 16:04:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1169652 | Channeladvisor Corp | ECOM | Services-Prepackaged Software (7372) | 562257867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575726 | J David Spitz | C/O Channeladvisor Corporation 2701 Aerial Center Parkway Morrisville NC 27560 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-12 | 36,328 | $1.60 | 36,328 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-12 | 113,672 | $2.24 | 150,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-12 | 150,000 | $32.37 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-12 | 36,328 | $0.00 | 36,328 | $1.60 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-12 | 9,750 | $0.00 | 9,750 | $2.24 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-12 | 92,705 | $0.00 | 92,705 | $2.24 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-12 | 11,217 | $0.00 | 11,217 | $2.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 157,422 | 2019-03-20 | No | 4 | M | Direct | |
| 9,000 | 2016-04-01 | No | 4 | M | Direct | |
| 1,045 | 2016-12-22 | No | 4 | M | Direct | |
| 29,408 | 2018-03-03 | No | 4 | M | Direct |
Footnotes
- This option vested in 16 equal quarterly installments, beginning on June 1, 2009 and continuing through March 2, 2013.
- One-fourth of the shares underlying this option vested on April 1, 2007, and the remainder vested in 12 equal quarterly installments through April 1, 2010.
- This option vested in 16 equal quarterly installments, beginning on October 1, 2006 and continuing through July 1, 2010.
- This option vested in 16 equal quarterly installments, beginning on June 1, 2008 and continuing through March 1, 2012.
Billionaire Hedge Funds
