Home > Insider Trading > Filing (0001179110-13-016483)

Filing Details

Accession Number:: 0001179110-13-016483
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-13 15:00:56
Reporting Period:: 2013-11-11

Filing Date:: 2013-11-13
Accepted Time:: 2013-11-13 15:00:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1390844	Wabco Holdings Inc.	WBC	Motor Vehicles & Passenger Car Bodies (3711)	208481962

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1210413	Peter G Daloia	C/O Wabco Holdings Inc. One Centennial Avenue Piscataway NJ 08855		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-11-11	23,718	$32.38	90,026	No	4	M	Direct
Common Stock	Disposition	2013-11-11	23,718	$87.25	66,308	No	4	S	Direct
Common Stock	Acquisiton	2013-11-12	23,105	$32.38	89,413	No	4	M	Direct
Common Stock	Disposition	2013-11-12	23,105	$86.33	66,308	No	4	S	Direct
Common Stock	Acquisiton	2013-11-13	3,177	$32.38	69,485	No	4	M	Direct
Common Stock	Disposition	2013-11-13	3,177	$85.99	66,308	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2013-11-11	23,718	$0.00	23,718	$32.38
Common Stock	Stock Option (Right to Buy)	Disposition	2013-11-12	23,105	$0.00	23,105	$32.38
Common Stock	Stock Option (Right to Buy)	Disposition	2013-11-13	3,177	$0.00	3,177	$32.38

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
26,282	2016-02-01	No	4	M	Direct
3,177	2016-02-01	No	4	M	Direct
0	2016-02-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,783	Indirect	Deferred Stock Units
Common Stock	5,405	Indirect	By Trust
Common Stock	4,080	Indirect	ESOP Savings Plan
Common Stock	1,508	Indirect	Deferred Compensation Plan

Footnotes

The transaction reported herein includes sales at a range of prices from $87.04 to $87.40. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price.
The transaction reported herein includes sales at a range of prices from $86.25 to $86.57. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price.
The transaction reported herein includes sales at a range of prices from $85.00 to $86.00. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price.
The deferred stock units ("DSUs") were granted as part of the reporting person's annual retainer. The DSUs equal the reporting person's equity retainer fee divided by the closing price of WABCO's common stock on the day before the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The DSUs are 100% vested upon grant and must be issued in shares of common stock as soon as possible following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO; or (iv) 13 months after the grant date, or, if chosen by the reporting person, an "optional payment date" which must be later than 5 years and 1 month after the grant date.
Includes reinvestment of dividends paid on shares held in Rabbi trust for non-management directors.
Shares are held in a Rabbi trust for non-management directors. Director exercises voting rights but has no right to dispose until directorship ends.
Shares held in Trane Inc.'s ESOP and Savings Plan.
Stock Options vested in three equal installments on February 1, 2007, February 1, 2008, and June 30, 2008.