Filing Details
- Accession Number:
- 0001181431-13-058640
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-13 14:51:23
- Reporting Period:
- 2013-11-12
- Filing Date:
- 2013-11-13
- Accepted Time:
- 2013-11-13 14:51:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1258623 | Eaton Vance Senior Floating Rate Trust | EFR | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1114446 | Ag Ubs | Bahnhofstrasse 45 Po Box Ch-8021 Zurich V8 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Auction Preferred Stock | Acquisiton | 2013-11-12 | 1 | $0.00 | 2,831 | No | 4 | P | Indirect | By subsidiary - |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By subsidiary - |
Footnotes
- This Statement is filed jointly by UBS AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS AG to which UBS AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.
- This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
- At Par
- (Cusip Nos. 27828Q204, 27828Q303, 27828Q402, 27828Q501)
Billionaire Hedge Funds
