Filing Details

Accession Number:
0001213184-13-000085
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-12 20:06:41
Reporting Period:
2013-11-11
Filing Date:
2013-11-12
Accepted Time:
2013-11-12 20:06:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
225263 Newport Corp NEWP Laboratory Apparatus & Furniture (3821) 940849175
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213190 J Robert Phillippy 1791 Deere Avenue
Irvine CA 92606
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-11 16,707 $16.91 238,352 No 4 M Direct
Common Stock Disposition 2013-11-11 9,207 $17.40 229,145 No 4 S Direct
Common Stock Disposition 2013-11-11 7,500 $17.41 221,645 No 4 S Direct
Common Stock Acquisiton 2013-11-11 220 $16.91 221,865 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2013-11-11 16,707 $0.00 16,707 $16.91
Common Stock Nonqualified Stock Option (right to buy) Disposition 2013-11-11 220 $0.00 220 $16.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
220 2014-01-01 No 4 M Direct
0 2014-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 51,714 Indirect Held in family trust
Footnotes
  1. Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on September 11, 2013.
  2. Shares are held by reporting person and his spouse as trustees of a family trust.
  3. Option became fully vested on January 2, 2008.