Filing Details

Accession Number:
0001181431-13-058425
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-12 20:02:29
Reporting Period:
2013-11-12
Filing Date:
2013-11-12
Accepted Time:
2013-11-12 20:02:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348334 Barracuda Networks Inc CUDA Computer Peripheral Equipment, Nec (3577) 830380411
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217210 Dipanjan Deb One Letterman Drive
Building C, Suite 410
San Francisco CA 95008
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-12 6,245,946 $0.00 7,389,021 No 4 C Indirect See footnote
Common Stock Acquisiton 2013-11-12 30,756 $0.00 36,385 No 4 C Indirect See footnote
Common Stock Acquisiton 2013-11-12 4,707 $0.00 5,429 No 4 C Indirect See footnote
Common Stock Acquisiton 2013-11-12 4,682,676 $0.00 4,682,676 No 4 C Indirect See footnote
Common Stock Acquisiton 2013-11-12 553,814 $18.00 5,236,490 No 4 P Indirect See footnote
Common Stock Acquisiton 2013-11-12 52,306 $0.00 52,306 No 4 C Indirect See footnote
Common Stock Acquisiton 2013-11-12 6,186 $18.00 58,492 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2013-11-12 6,245,946 $0.00 6,245,946 $0.00
Common Stock Series A Convertible Preferred Stock Disposition 2013-11-12 30,756 $0.00 30,756 $0.00
Common Stock Series A Convertible Preferred Stock Disposition 2013-11-12 4,707 $0.00 4,707 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2013-11-12 4,682,676 $0.00 4,682,676 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2013-11-12 52,306 $0.00 52,306 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of the Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  2. The shares are held directly by Francisco Partners, L.P. ("FP I"). The Reporting Person is one of the managers of Francisco Partners GP, LLC ("FP GP LLC"), the general partner of FP I, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FP I except to the extent of any pecuniary interest therein.
  3. The shares are held directly by Francisco Partners Fund A, L.P. ("FPFA"). The Reporting Person is one of the managers of FP GP LLC, the general partner of FPFA, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FPFA except to the extent of any pecuniary interest therein.
  4. The shares are held directly by FP Annual Fund Investors, LLC ("FPAFI"). The Reporting Person is one of the partners of FPM LP, the manager of FPAFI, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FPAFI except to the extent of any pecuniary interest therein.
  5. The shares are held directly by Francisco Partners III, L.P. ("FP III"). The Reporting Person is one of the managers of Francisco Partners GP III Management, LLC ("FP GP III Mgmt"), Francisco Partners GP III, L.P. ("FP GP III LP"), the general partner of FP III, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FP III except to the extent of any pecuniary interest therein.
  6. The shares are held directly by Francisco Partners Parallel Fund III, L.P. ("FPPF III"). The Reporting Person is one of the managers of FP GP III Mgmt, the general partner of FP GP III LP, the general partner of FPPF III, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FPPF III except to the extent of any pecuniary interest therein.