Filing Details

Accession Number:
0000091142-13-000071
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-12 15:09:19
Reporting Period:
2013-11-11
Filing Date:
2013-11-12
Accepted Time:
2013-11-12 15:09:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566398 T Charles Lauber A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Senior Vp, Strategy & Planning No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-11 1,600 $22.99 11,126 No 4 M Direct
Common Stock Disposition 2013-11-11 1,600 $53.00 9,526 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2013-11-11 1,600 $0.00 1,600 $22.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,534 2013-02-13 2022-02-13 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 0 4,600 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 4,600 Direct
Footnotes
  1. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 4,763 additional shares of Common Stock.
  2. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 5,067 additional Employee Stock Options.
  3. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 2,300 additional Restricted Stock Units.