Filing Details
- Accession Number:
- 0001179110-13-016376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-12 10:01:38
- Reporting Period:
- 2013-11-07
- Filing Date:
- 2013-11-12
- Accepted Time:
- 2013-11-12 10:01:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 355948 | Richardson Electronics Ltd | RELL | Wholesale-Electronic Parts & Equipment, Nec (5065) | 362096643 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1420780 | James Dudek | 40W267 Keslinger Road Lafox IL 60147 | Controller & Chief Accounting | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-07 | 1,000 | $6.23 | 2,003 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-07 | 2,000 | $5.03 | 4,003 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-07 | 2,200 | $5.67 | 6,203 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-07 | 1,000 | $11.12 | 5,203 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-07 | 2,500 | $11.05 | 2,703 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-07 | 292 | $11.05 | 2,411 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-07 | 621 | $11.09 | 1,790 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-07 | 687 | $11.09 | 1,103 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-07 | 100 | $11.12 | 1,003 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2013-11-07 | 1,000 | $0.00 | 1,000 | $6.23 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2013-11-07 | 2,000 | $0.00 | 2,000 | $5.03 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-07 | 2,200 | $0.00 | 2,200 | $5.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,800 | 2008-12-17 | 2017-12-17 | No | 4 | M | Direct |
| 30,800 | 2009-10-21 | 2018-10-21 | No | 4 | M | Direct |
| 28,600 | 2010-10-13 | 2019-10-13 | No | 4 | M | Direct |
Footnotes
- Partial exercise of an employee stock option of which 1,000 shares vested on December 17, 2008, 2009, 2010, 2011, 2012.
- Partial exercise of an employee stock option of which 1,000 shares vested on October 21, 2009, 2010, 2011, 2012, 2013.
- Partial exercise of an employee stock option of which 1,000 shares vested on October 13, 2010, 2011, 2012, 2013, 2014.
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