Filing Details
- Accession Number:
- 0001144204-13-060223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-12 08:01:59
- Reporting Period:
- 2013-11-08
- Filing Date:
- 2013-11-12
- Accepted Time:
- 2013-11-12 08:01:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1130385 | Foster Wheeler Ag | FWLT | Heavy Construction Other Than Bldg Const - Contractors (1600) | 223802649 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331768 | Umberto Sala Della | C/O Foster Wheeler Inc. 53 Frontage Road Hampton NJ 08827 | President And Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Registered Shares | Acquisiton | 2013-11-08 | 21,456 | $23.17 | 121,456 | No | 4 | M | Direct | |
| Common Registered Shares | Disposition | 2013-11-08 | 21,456 | $30.02 | 100,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Registered Shares | Employee Stock Option (Right to Buy) | Disposition | 2013-11-08 | 21,456 | $0.00 | 21,456 | $23.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-12-31 | 2018-08-13 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2012.
- This weighted average price reflects trades in multiple transactions ranging from $30.00 per share to $30.08 per share, inclusive. Full information regarding the number of shares sold at each seperate price within the range noted above will be provided upon request to the SEC staff, the issuer, or any security holder of the issuer.
- Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan and Fourth Amendment to Employment Agreement dated July 20, 2011. Options vest in full on December 31, 2012.
- Not applicable
Billionaire Hedge Funds
