Filing Details
- Accession Number:
- 0000711377-13-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-08 17:36:10
- Reporting Period:
- 2013-11-06
- Filing Date:
- 2013-11-08
- Accepted Time:
- 2013-11-08 17:36:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380814 | Charles A. Fischer | 620 Lesher Place Lansing MI 48912 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-06 | 4,500 | $11.14 | 9,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-06 | 4,500 | $11.02 | 13,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-06 | 4,500 | $13.56 | 18,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-06 | 13,500 | $46.79 | 4,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | Disposition | 2013-11-06 | 4,500 | $0.00 | 4,500 | $11.14 |
| Common Stock | Common Stock (Right to Buy) | Disposition | 2013-11-06 | 4,500 | $0.00 | 4,500 | $11.02 |
| Common Stock | Common Stock (Right to Buy) | Disposition | 2013-11-06 | 4,500 | $0.00 | 4,500 | $13.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,500 | 2017-10-11 | No | 4 | M | Direct | |
| 21,000 | 2018-10-10 | No | 4 | M | Direct | |
| 16,500 | 2019-10-09 | No | 4 | M | Direct |
Footnotes
- Options were granted 10/11/2007 and vested in three years, with a ten year life
- Options were granted 10/10/2008, vested over three years and have ten year lives
- Options were granted 10/09/2009, vested over three years, and have ten year lives
Billionaire Hedge Funds
