Filing Details

Accession Number:
0001209191-13-051426
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-11-08 16:59:50
Reporting Period:
2013-11-01
Filing Date:
2013-11-08
Accepted Time:
2013-11-08 16:59:50
Original Submission Date:
2013-11-08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1070154 Sterling Bancorp STL Savings Institutions, Not Federally Chartered (6036) 800091851
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208871 Daniel Rothstein 400 Rella Boulevard
Montebello NY 10901
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-01 16,667 $11.76 87,559 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 54,714 Indirect By 401(k)
Common Stock 43,637 Indirect By ESOP
Common Stock 108,392 Indirect By Spouse
Footnotes
  1. Sales are pursuant to a 10b5-1 plan.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.67 to $12.10 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4.
  3. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.