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Filing Details

Accession Number:
0001181431-13-057879
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-08 16:21:42
Reporting Period:
2013-11-06
Filing Date:
2013-11-08
Accepted Time:
2013-11-08 16:21:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789073 Beam Inc NYSE: BEAM Beverages (2080) 133295276
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531652 A Philip Baldock Beam Inc.
510 Lake Cook Road
Deerfield IL 60015
Svp & President, Apsa No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $3.125 Acquisiton 2013-11-06 21,154 $44.75 26,741 No 4 M Direct
Common Stock, Par Value $3.125 Disposition 2013-11-06 21,154 $68.45 5,587 No 4 S Direct
Common Stock, Par Value $3.125 Disposition 2013-11-07 5,587 $68.21 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-11-06 21,154 $0.00 21,154 $44.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,306 2021-10-04 No 4 M Direct
Footnotes
  1. Reflects the exercise of stock options under Beam's Long-Term Incentive Plan.
  2. On October 4, 2011, the reporting person was granted 63,460 options, vesting in three equal installments beginning on the second anniversary of the grant date.
  3. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $68.22 to $68.69, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
  4. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $68.00 to $68.50, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.