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Home > Insider Trading > Filing (0001181431-13-057871)

Filing Details

Accession Number:: 0001181431-13-057871
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-08 16:19:06
Reporting Period:: 2013-11-06

Filing Date:: 2013-11-08
Accepted Time:: 2013-11-08 16:19:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120193	Nasdaq Omx Group Inc.	NDAQ	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	521165937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1240174	S Edward Knight	One Liberty Plaza New York NY 10006	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2013-11-06	8,720	$34.45	141,894	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$19.75		2020-03-04	22,059	22,059	Direct
Common Stock	Employee Stock Option (Right to Buy)	$25.07		2018-12-17	39,458	39,458	Direct
Common Stock	Employee Stock Option (Right to Buy)	$25.28		2021-03-28	25,496	25,496	Direct
Common Stock	Employee Stock Option (Right to Buy)	$35.92		2016-12-13	28,801	28,801	Direct
Common Stock	Employee Stock Option (Right to Buy)	$45.38		2017-12-12	19,555	19,555	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-03-04	22,059	22,059	Direct
2018-12-17	39,458	39,458	Direct
2021-03-28	25,496	25,496	Direct
2016-12-13	28,801	28,801	Direct
2017-12-12	19,555	19,555	Direct

Footnotes

Represents (i) 7,878 shares of common stock acquired upon exercise of vested stock options, (ii) 42,847 vested shares of restricted stock, (iii) 72,899 shares underlying PSUs, of which 32,696 shares are vested and (iv) 18,270 shares purchased under the Employee Stock Purchase Plan.
Options exercisable on March 4, 2014.
Options vested as to 100%.
Options exercisable on March 28, 2014.
Options vested as to 100%.
Options vested as to 100%.