Filing Details

Accession Number:
0001450857-13-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-06 12:59:52
Reporting Period:
2013-11-04
Filing Date:
2013-11-06
Accepted Time:
2013-11-06 12:59:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375365 Super Micro Computer Inc. SMCI Electronic Computers (3571) 770353939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1450857 Phidias Cheng-Hsien Chou 980 Rock Ave.
San Jose CA 95131
Vp Worldwide Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-04 5,000 $3.25 5,000 No 4 M Direct
Common Stock Disposition 2013-11-04 5,000 $14.01 0 No 4 S Direct
Common Stock Acquisiton 2013-11-05 5,000 $3.25 5,000 No 4 M Direct
Common Stock Disposition 2013-11-05 5,000 $14.20 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option(right to buy) Disposition 2013-11-04 5,000 $0.00 5,000 $3.25
Common Stock Stock Option(right to buy) Disposition 2013-11-05 5,000 $0.00 5,000 $3.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,000 2015-09-30 No 4 M Direct
9,000 2015-09-30 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.04, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this form 4.
  2. The stock option is fully vested and exercisable.