Filing Details
- Accession Number:
- 0001127602-13-030716
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 19:04:57
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 19:04:57
- Original Submission Date:
- 2013-11-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 311094 | Westamerica Bancorporation | WABC | National Commercial Banks (6021) | 942156203 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201502 | J Jennifer Finger | Westamerica Bancorporation 4550 Mangels Blvd. Fairfield CA 94534 | Svp/Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-30 | 2,100 | $47.13 | 11,938 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-30 | 2,100 | $53.59 | 9,838 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-10-30 | 2,100 | $0.00 | 2,100 | $47.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,048 | 2009-01-24 | 2018-01-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25,030 | Indirect | Deferred |
| Common Stock | 65 | Indirect | Esop |
Footnotes
- Due to an administrative error, an erroneous option was reported as exercised. This amendment is correctly reporting the option exercise that was originally timely filed on November 1, 2013 for 2,100 shares.
- This is a weighted average price of multiple transactions for the same option. The sale price ranges from $53.38 to $53.49.
- Options vest ratably over three years beginning one year from date of grant.
Billionaire Hedge Funds
